Copyright/Terms of Use Copyright/Terms of Use

© {currentYear} Pershing LLC. All Rights Reserved. Notices

ICE Data Services Terms & Conditions of Use

Dow Jones Terms and Conditions

NOTICES

© {currentYear} Pershing LLC. All Rights Reserved.

Pershing LLC and its affiliates (collectively: "Pershing") have developed this web site for the Pershing® NetXInvestor® platform (the "Site"). The Site is provided on behalf of financial organizations that utilize Pershing's services, for use by clients of those financial organizations. The financial organization where you have an account is referred to herein as "your financial organization". Pershing LLC acts solely as clearing agent for your financial organization. Pershing LLC does not exercise supervisory authority over your financial organization or its employees.

TERMS OF USE

By using the Site (including without limitation all content accessible from the Site), the user ("you") agree to comply with the conditions imposed on your use of the Site, as set out in these Terms of Use and elsewhere in the Site.

Some contents of the Site, included but not limited to exchange data, market data, news, and other information services, are provided by third parties as a convenience to you ("Third Party Content"). Third Party Content is outside Pershing's control. Neither Pershing, your financial organization, nor the provider of the Third Party Content, take responsibility for the suitability of the Third Party Content. The provision of the Third Party Content is not an endorsement of the Third Party Content, any third party service, or its sponsoring organization. REFERENCE TO A FUND OR SECURITY INCLUDED ANYWHERE IN THIS SITE IS NOT A RECOMMENDATION TO BUY, SELL, OR HOLD THAT, OR ANY OTHER SECURITY.

The content of the Site is the intellectual property of Pershing or the relevant data, news and information services providers or other third parties that provide it. Such content is protected by copyright and other intellectual property laws, and all ownership rights remain with Pershing or the relevant data, news and information services providers or other third parties that provide it, as the case may be.

You may only use content retrieved from the Site for your own personal and non-commercial purposes. You may not copy, distribute or redistribute any content, including by caching, framing or similar means, or sell, resell, re-transmit or otherwise make it available in any manner to any third party. You may not store any content for the purposes of creating a historical database or historical data product. You may not use any of the content in connection with the issuance, trading, marketing or promotion of investment products (e.g., derivatives, structured products, investment funds, investment portfolios, etc. where the price, return and/or performance of the investment product is based on or related to the data) without a separate written agreement with the data provider that has ownership rights to the data (e.g. Dow Jones, S&P, etc.).

THE SITE (INCLUDING ALL CONTENT AND INFORMATION THEREIN) IS PROVIDED "AS IS." PERSHING LLC , YOUR FINANCIAL ORGANIZATION AND OTHER PROVIDERS OF MATERIALS ON THIS SITE DISCLAIM ANY WARRANTY OF ANY KIND, WHETHER EXPRESS OR IMPLIED, AS TO ANY MATTER WHATSOEVER RELATING TO THE SITE, INCLUDING WITHOUT LIMITATION THE IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, AND NONINFRINGEMENT.

NEITHER PERSHING, ANY INFORMATION SERVICE PROVIDER OR ANY THIRD PARTY SHALL BE LIABLE TO YOU OR ANY THIRD PARTY FOR ANY LOSS OR DAMAGE, DIRECT, INDIRECT OR CONSEQUENTIAL, ARISING FROM (I) ANY INACCURACY OR INCOMPLETENESS IN, OR DELAYS, INTERRUPTIONS, ERRORS OR OMISSIONS IN THE DELIVERY OF THE DATA OR ANY OTHER INFORMATION SUPPLIED TO YOU THROUGH THE SITE OR (II) ANY DECISION MADE OR ACTION TAKEN BY YOU OR ANY THIRD PARTY IN RELIANCE UPON THE SITE. NEITHER PERSHING, ANY INFORMATION SERVICE PROVIDER OR ANY THIRD PARTY BE LIABLE FOR LOSS OF BUSINESS REVENUES, LOST PROFITS OR ANY PUNITIVE, INDIRECT, CONSEQUENTIAL, SPECIAL OR SIMILAR DAMAGES WHATSOEVER, WHETHER IN CONTRACT, TORT OR OTHERWISE, EVEN IF ADVISED OF THE POSSIBILITY OF SUCH DAMAGES INCURRED BY YOU OR ANY THIRD PARTY.

WHERE THE INFORMATION ON THE SITE CONSISTS OF PRICING OR PERFORMANCE DATA, THE DATA CONTAINED THEREIN HAS BEEN OBTAINED FROM SOURCES BELIEVED RELIABLE. DATA COMPUTATIONS ARE NOT GUARANTEED BY ANY INFORMATION SERVICE PROVIDER, YOUR FINANCIAL ORGANIZATION OR PERSHING AND MAY NOT BE COMPLETE. NEITHER PERSHING, ANY INFORMATION SERVICE PROVIDER, NOR ANY THIRD PARTY MAKES ANY WARRANTIES, AS TO THE ACCURACY, ADEQUACY, QUALITY OR FITNESS, TIMELESS, NON-INFRINGEMENT, TITLE, OF ANY INFORMATION FOR A PARTICULAR PURPOSE OR USE AND ALL SUCH WARRANTIES ARE EXPRESSLY EXCLUDED TO THE FULLEST EXTENT THAT SUCH WARRANTIES MAY BE EXCLUDED BY LAW. YOU BEAR ALL RISK FROM ANY USE OR RESULTS OF USING ANY INFORMATION. YOU ARE RESPONSIBLE FOR VALIDATING THE INTEGRITY OF ANY INFORMATION RECEIVED OVER THE INTERNET.

TRANSMISSION MAY BE SUBJECT TO ARBITRARY DELAYS BEYOND PERSHING'S CONTROL, WHICH MAY DELAY THE PROVISION OF THE SITE AND THE EXECUTION OF YOUR ORDERS. YOU ACKNOWLEDGE THAT NEITHER PERSHING, ANY INFORMATION SERVICE PROVIDER, NOR ANY THIRD PARTY WILL BE LIABLE TO YOU OR ANY THIRD PARTY FOR ANY LOSSES ARISING FROM SUCH DELAY. YOU ACCEPT AT YOUR OWN RISK THAT THE INTERNET AND ONLINE COMMUNICATIONS MEDIUM MAY NOT PERFORM AS INTENDED DESPITE THE EFFORTS OF PERSHING LLC , YOUR INTERNET SERVICE PROVIDER AND YOU.

YOU UNDERSTAND AND ACKNOWLEDGE THAT CONFIRMATIONS OF EXECUTIONS OR CANCELLATIONS MAY BE DELAYED OR MAY BE ERRONEOUS (E.G. DUE TO COMPUTER SYSTEM ISSUES) OR MAY BE CANCELLED/ADJUSTED BY AN EXCHANGE, MARKET CENTER OR EXECUTING BROKER. ANY REPORTING OR POSTING ERRORS, INCLUDING ERRORS IN REPORTING OR POSTING EXECUTION PRICES OR CANCELLATIONS, WILL BE CORRECTED TO REFLECT WHAT ACTUALLY OCCURRED IN THE MARKETPLACE.

YOU UNDERSTAND AND ACKNOWLEDGE THAT WHEN YOU PLACE A REQUEST TO CANCEL AN ORDER, THE CANCELLATION OF THAT ORDER IS NOT GUARANTEED. THE ORDER WILL ONLY BE CANCELLED IF THE REQUEST IS RECEIVED BY THE MARKET CENTER TO WHICH THE ORDER WAS ROUTED AND MATCHED WITH THE ORDER TO BE CANCELED BEFORE IT IS EXECUTED. DURING MARKET HOURS, IT IS RARELY POSSIBLE TO CANCEL MARKET ORDERS OR MARKETABLE LIMIT OR AS SUCH ORDERS ARE SUBJECT TO IMMEDIATE EXECUTION. YOU SHOULD NOT ASSUME THAT ANY ORDER HAS BEEN EXECUTED OR CANCELED UNTIL YOU HAVE RECEIVED A TRANSACTION OR CANCELLATION CONFIRMATION.

IN NO EVENT WILL PERSHING, ANY INFORMATION PROVIDER, OR THIRD PARTY BE LIABLE FOR ANY CONSEQUENTIAL LOSS INCLUDING BUT NOT LIMITED TO SPECIAL, INCIDENTAL, DIRECT OR INDIRECT DAMAGES RESULTING FROM DELAY OR LOSS OF USE OF THE SITE, OR FOR ANY DAMAGE TO YOUR COMPUTER, SOFTWARE, MODEM, TELEPHONE OR OTHER PROPERTY RESULTING FROM YOUR USE OF THE SITE.

ICE Data Services Terms & Conditions of Use

All information provided by ICE Data Real Time Services ("Real-Time Services") and its affiliates (the "Real-Time Services Information") is owned by or licensed to Real-Time Services and its affiliates and any user is permitted to use such Real-Time Services Information only for such user's personal use. In no event shall any user publish, retransmit, redistribute or otherwise reproduce any Real-Time Services Information in any format to anyone, and no user shall use any Real-Time Services Information in or in connection with any business or commercial enterprise, including, without limitation, any securities, investment, accounting, banking, legal or media business or enterprise.

Prior to the execution of a security trade based upon the Real-Time Services Information, you are advised to consult with your broker or other financial representative to verify pricing information.

THE REAL-TIME SERVICES INFORMATION IS PROVIDED TO THE USERS "AS IS." NEITHER REAL-TIME SERVICES NOR ITS AFFILIATES NOR ANY THIRD_PARTY DATA PROVIDER MAKE ANY EXPRESS OR IMPLIED WARRANTIES OF ANY KIND REGARDING THE REAL-TIME SERVICES INFORMATION, INCLUDING, WITHOUT LIMITATION, ANY WARRANTY OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OR USE. NEITHER REAL-TIME SERVICES NOR ITS AFFILIATES NOR ANY THIRD_PARTY DATA PROVIDER WILL BE LIABLE TO ANY USER OR ANYONE ELSE FOR ANY INTERRUPTION, INACCURACY, ERROR OR OMISSION, REGARDLESS OF CAUSE, IN THE REAL-TIME SERVICES INFORMATION OR FOR ANY DAMAGES (WHETHER DIRECT OR INDIRECT, CONSEQUENTIAL, PUNITIVE OR EXEMPLARY) RESULTING THEREFROM.

Dow Jones Terms and Conditions

Dow Jones may discontinue or change the Dow Jones Information at any time, without notice.

The Dow Jones Information is the property of Dow Jones or its licensors, and is protected by copyright and other intellectual property laws. The Dow Jones Information may be used only for your personal and non-commercial use.

If the Distributor Subscriber is an individual, he agrees not to copy, reproduce, modify, distribute, transmit, display, perform, publish, transfer, create derivative works from, broadcast or circulate any Dow Jones Information to anyone, including but not limited to others in the same company or organization, without the express prior written consent of Dow Jones. If the Subscriber is an entity, it agrees not to permit access to the Dow Jones Information by anyone other than an employee of the Distributor Subscriber. Notwithstanding the foregoing, on an occasional and irregular basis, an insubstantial portion of Dow Jones Information may be copied and sent by means other than email, for a noncommercial purpose and without charge, to a limited number of individuals in the ordinary course of business, provided all copyright and other proprietary rights notices, the original source attribution, and the phrase "Used with permission from Dow Jones & Company" are included.

The Dow Jones Information includes facts, views, opinions and recommendations of individuals and organizations deemed of interest. Dow Jones does not guarantee or warrant the accuracy, completeness or timeliness of, or otherwise endorse, these views, opinions and recommendations.

DOW JONES IS NOT RESPONSIBLE FOR ANY DELAY IN YOUR RECEIPT OF THE DOW JONES INFORMATION RESULTING FROM THE INHERENT LIMITATIONS OF INTERNET TRANSMISSION VIA THE WORLD WIDE WEB. DUE TO THE NUMBER OF SOURCES FROM WHICH THE DOW JONES INFORMATION IS OBTAINED, AND THE INHERENT HAZARDS OF ELECTRONIC DISTRIBUTION, THERE MAY BE DELAYS, OMISSIONS OR INACCURACIES IN THE DOW JONES INFORMATION. THE DOW JONES INFORMATION IS PROVIDED "AS IS", WITHOUT ANY WARRANTIES. DOW JONES AND ITS AFFILIATES, AGENTS AND LICENSORS CANNOT AND DO NOT WARRANT THE ACCURACY, COMPLETENESS, CURRENTNESS, TIMELINESS, NONINFRINGEMENT, TITLE, MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OF THE DOW JONES INFORMATION, AND DOW JONES HEREBY DISCLAIMS ANY SUCH EXPRESS OR IMPLIED WARRANTIES. NEITHER DOW JONES NOR ANY OF ITS AFFILIATES, AGENTS OR LICENSORS SHALL BE LIABLE TO YOU OR ANYONE ELSE FOR ANY LOSS OR INJURY, OTHER THAN DEATH OR PERSONAL INJURY RESULTING DIRECTLY FROM USE OF THE DOW JONES INFORMATION, CAUSED IN WHOLE OR PART BY ITS NEGLIGENCE OR CONTINGENCIES BEYOND ITS CONTROL IN PROCURING, COMPILING, INTERPRETING, REPORTING OR DELIVERING THE DOW JONES INFORMATION. IN NO EVENT WILL DOW JONES, ITS AFFILIATES, AGENTS OR LICENSORS BE LIABLE TO YOU OR ANYONE ELSE FOR ANY DECISION MADE OR action TAKEN BY YOU IN RELIANCE ON SUCH DOW JONES INFORMATION. DOW JONES AND ITS AFFILIATES, AGENTS AND LICENSORS SHALL NOT BE LIABLE TO YOU OR ANYONE ELSE FOR ANY DAMAGES (INCLUDING, WITHOUT LIMITATION, CONSEQUENTIAL, SPECIAL, INCIDENTAL, INDIRECT, OR SIMILAR DAMAGES), OTHER THAN DIRECT DAMAGES, EVEN IF ADVISED OF THE POSSIBILITY OF SUCH DAMAGES. BECAUSE SOME STATES OR JURISDICTIONS DO NOT ALLOW THE EXCLUSION OR LIMITATION OF LIABILITY FOR DAMAGES OR THE EXCLUSION OF CERTAIN TYPES OF WARRANTIES, PARTS OR ALL OF THE ABOVE LIMITATION MAY NOT APPLY TO YOU